HOW TO INVEST - USA Mutuals

USA MUTUALS ADVISORS, INC.

The legacy of USA Mutuals is, and will continue to be, rooted in the satisfaction of the thousands of investors we’ve had the privilege to serve. Their expectations are our expectations. Their success is our success. Yes, it can, and should be, that simple
Our simple mandate: Create an environment in which the company’s goals and expectations are truly aligned with our investors.
FA.sales@usamutuals.com
Contact us at 1-800-MUTUALS
DALLAS, TEXAS
Client Login
mobile logo

HOW TO INVEST USA MUTUALS

FINANCIAL ADVISORS

Contact our Sales Team at 1-800-Mutuals or FA.sales@usamutuals.com

INDIVIDUAL INVESTORS

The All Seasons Fund (symbol, UNAVX) and Vice Fund (symbol, VICEX) are available on many self-directed platforms, including Schwab, Fidelity, and Pershing. You may purchase shares through brokers, financial advisors, or other financial intermediaries that distribute the funds.

You may also purchase USA Mutuals Funds directly with us by completing the steps listed below. Please call our shareholder services team at 1.866.264.8783 with any questions on purchasing options.

STEP 1

Download and complete the account application (see list on the right)

STEP 2

Mail your completed application and a check made out to USA Mutuals Funds to the address below.

Regular Mail
USA Mutuals Funds
c/o Ultimus Fund Solutions, LLC
PO Box 541150
Omaha, NE 68154

Overnight Delivery
USA Mutuals Funds
c/o Ultimus Fund Solutions, LLC
4221 North 203rd Street, Suite 100
Elkhorn, NE 68022

Wire Transfer Funds:
Call 1.866.264.8783 to initiate a wire transfer.  Upon receiving your completed application, a service representative will provide you with an account number and wiring instructions.

STEP 3

Once the account is funded, you will be able to access our Shareholder Portal by clicking here or clicking the Client Login link on the site menu.

If you have questions, call Shareholder Services at 1.866.264.8783 or fundinfo@USAMutuals.com.

APPLICATIONS

NEW ACCOUNT FORM
ESA APPLICATION
SIMPLE IRA APPLICATION
IRA APPLICATION
IRA TRANSFER FORM
NON-QUALIFIED TRANSFER FORM
USA MUTUALS
Built on a steadfast foundation of progressive investment theory, our philosophy endeavors to meet the goals of our investors in any economic cycle. Perpetually striving to transform clearly defined expectations into successful and measurable results is the bedrock of our organization.
TEXAS OFFICE

DALLAS, TEXAS

1-800-MUTUALS

© 2024 USA Mutuals

USA Mutuals | phone: 1-800-MUTUALS | email: fundinfo@usamutuals.com

USA Mutuals c/o Ultimus Fund Solutions, LLC | P.O. Box 541150 | Omaha, NE 68154 | Phone: 866-264-8783

The USA MUTUALS Funds are offered only to United States residents, and information on this site is intended only for such persons. Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any USA MUTUALS Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction. Please refer to the prospectus for important information about the investment company including objectives, risks, charges and expenses. Read and consider it carefully before investing. You may also obtain a hardcopy of the prospectus by calling 866.264.8783.

Mutual fund investing involves risk; principal loss is possible. The risks associated with an investment in a Fund can increase during times of significant market volatility. Remember, in addition to possibly not achieving your investment goals, you could lose all or a portion of your investment in the Fund over long or even short periods of time. Certain stocks selected for a Fund’s portfolio may decline in value more than the overall stock market. Investments are subject to market risk, which may cause the value of the Fund’s investment to decline. Common stocks are susceptible to general stock market fluctuations and to volatile increases and decreases in value as market confidence in and perceptions of their issuers change. Investment strategies employed for a Fund may not result in an increase in the value of your investment or in overall performance equal to other investments. The Funds may use leverage, invest in derivatives and sell securities short. Leveraging may exaggerate the effect on net asset value of any increase or decrease in the market value of a Fund’s portfolio. Investing in derivatives may subject the Fund to losses if the derivatives do not perform as expected. Short sales involve selling a security that a Fund borrows and does not own. Short sales carry significant risk, including the risk of loss if the value of a security sold short increases prior to the scheduled delivery date, since a Fund must pay more for the security than it has received from the purchaser in the short sale. Futures contracts are subject to the same risks as the underlying investments that they represent, but also may involve risks different from, and possibly greater than, the risks associated with investing directly in the underlying investments. The Funds may invest in foreign securities which involve greater volatility and political, economic, and currency risks and differences in accounting methods. This risk increases with emerging markets. Small and mid-size companies involve additional risks such as limited liquidity and greater volatility.

The USA Mutuals Funds are distributed by Northern Lights Distributors, LLC, member FINRA/SIPC. Northern Lights Distributors, LLC and USA Mutuals Advisors, Inc. are not affiliated.
Mutual Capital Alliance, Inc. and Northern Lights Distributors, LLC. are not affiliated.

Past performance does not guarantee future results.